RIAninja
Compliance SaaS for Registered Investment Advisors
Full Concept
A compliance tracking platform for RIAs: automated annual review scheduling, weighted risk scoring, client compliance dashboards, 90/60/30-day reminders, crypto custody integration, and PDF generation. The commercial wedge into a larger post-quantum custody infrastructure play.
The Problem
Registered Investment Advisors operate under significant compliance obligations (annual reviews, client risk assessments, documentation requirements, custody rules) and most manage this through spreadsheets, calendar reminders, and manual processes. Compliance failures aren't just costly; they're existential for small and mid-sized RIA practices.
The tooling available is either enterprise-priced or generic CRM software with compliance features bolted on. Neither fits the solo or small-team RIA managing compliance personally alongside client work.
The Product
RIAninja is purpose-built for this gap: a compliance operating system specifically for RIAs.
Core features: Annual review tracking with automated scheduling. Weighted compliance risk scoring per client and at the portfolio level. 90/60/30-day reminder system. Compliance calendar with auto-scheduling. Client compliance scoring dashboard. PDF generation for regulatory documentation. Google Calendar sync.
The crypto layer: As RIAs increasingly advise on crypto assets, custody compliance becomes a distinct problem. RIAninja includes crypto custody compliance tracking: Fireblocks integration pathway, custody attestation documentation, and regulatory treatment of digital assets in client portfolios.
*Published as an open concept. Free to build on.*
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